1099 Tax Reporting Schedule

 Phase 1: February 17, 2025

 Generally, this mailing includes issuers of mutual funds, certain unit investment trusts (UITs), real estate investment trusts (REITs) and certain equities, because the issuer or trustee has provided Pershing their final tax information after January 31, 2025.*

• Pending 1099 Notices will be mailed for accounts for which Pershing is awaiting data from issuers. The notice will list investments that are awaiting information from issuers or trustees and indicate the possible mail date of investor's 1099. This notice, will be mailed when issuers of reportable income are unable to provide final tax information before the February 15 mailing is prepared. This letter will identify the income impacting the mail date.

Phase 2: February 28, 2025*

• Form 1099 mailing will occur for accounts for which Pershing is now able to include information that was previously pending income reclassifications from issuers of mutual funds, REITs, and certain equities, because the issuer or trustee has provided Pershing with final tax information. Generally, this includes remaining mutual funds, REITs, and certain equities*.
• Revision mailing for 1099s sent in Phases One, as required.

Phase 3: March 17, 2025*

• Form 1099 mailing will occur for all remaining accounts, regardless of whether pending income reclassifications for the account's income have been received from issuers. Generally, this includes accounts holding complex non-equity securities, such as real estate mortgage investment conduits (REMICs), widely held fixed investment trusts (WHFITs), and some UITs.
• Revision mailing for 1099s sent in all previous phases, as required.

* Reporting dates are not guaranteed.